UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
STMicroelectronics N.V.
(Exact name of the registrant as specified in its charter)
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The Netherlands
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1-13546
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26-0047957
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(State or other jurisdiction of
incorporation or organization)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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WTC Schiphol Airport
Schiphol Boulevard 265
1118 BH Schiphol
The Netherlands
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N/A
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(Address of principal executive offices)
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(Zip code)
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Steven Rose
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+1 (972) 466-6000 |
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(Name and telephone number, including area code, of the
person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
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Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2018
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Section 1 - Conflict Minerals Disclosure
Items 1.01 and 1.02 Conflict Minerals Disclosure and Report; Exhibit
The Company has filed as an exhibit to this Form SD a Conflict Minerals Report. This Form SD and Conflict Minerals Report are available on our website at the following
address: http://investors.st.com.
Section 2 - Exhibits
Item 2.01 Exhibits
Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized
undersigned.
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STMicroelectronics N.V.
(Registrant)
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| By: | /s/ Jean-Marc Chery | Date: May 30, 2019 | |
| Name: | Jean-Marc Chery |
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| Title: |
President and Chief Executive Officer and Sole
Member of our Managing Board
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Exhibit 1.01
Conflict Minerals Report of STMicroelectronics N.V.
in accordance with Rule 13p-1 under the Securities Exchange Act of 1934
This Conflict Minerals Report (the “Report”) for the year ended
December 31, 2018 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 and guidance in relation thereto promulgated by the Securities and Exchange Commission (the “SEC”) (collectively, the “Rule”).
In this Report, references to “ST”, “we”, “us” and “Company” are to STMicroelectronics N.V. together with its consolidated
subsidiaries. Furthermore, the SEC defines “conflict minerals” as columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, which are limited to tantalum, tin, and tungsten; we therefore ascribe the same meaning to the
term “conflict minerals” throughout this Report. The content of any website referenced in this Report is included for general information only and is not incorporated by reference in this Report.
In accordance with the Rule, this Report is available on our website at the following address: http://investors.st.com.
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1.
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Company Overview
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Business and products
We are a global leader in the semiconductor market, serving a broad range of customers across different areas. Our
products are used in a wide variety of applications, which address four end markets: automotive, industrial, personal electronics and communications equipment, computers and peripherals.
Our main categories of products1 are as
follows:
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·
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Automotive and
Discrete Group (ADG), comprised of dedicated automotive ICs (both digital and analog), and discrete and power transistor products for all
market segments.
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Analog, MEMS and
Sensors Group (AMS), comprised of low-power high-end analog ICs (both custom and general purpose) for all markets, smart power products for Industrial, Computer and personal electronics markets, Touch Screen Controllers, Low
Power Connectivity solutions (both wireline and wireless) for IoT, power conversion products, metering solutions for Smart Grid, specialized imaging sensors and modules, and all MEMS products for sensors or Actuators.
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Microcontrollers
and Digital ICs Group (MDG), comprised of general purpose and secure microcontrollers, EEPROM memories, Digital ASICs, Aerospace & Defense products including components for microwave and millimeter wave.
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A more detailed discussion of our product categories and the products relating to each category is contained in our Annual
Report on Form 20-F in relation to the 2018 calendar year which was filed with the SEC on February 28, 2019.
1 We derive less than 0.09% of our total annual revenue
from sales of promotional evaluation and development boards assembled by third party subcontractors, which represent prototypical system-level applications that include our integrated circuit products as well as components originating from third
parties. These boards are useful to demonstrate the features and functionality of our semiconductor products and assist our customers in transitioning from initial prototype designs to final production releases. References herein to our “products”
are to our integrated circuit products (excluding such boards) representing 99.91% or more of our total annual revenue.
1
Manufacturing processes
The manufacture of semiconductor products requires, among other things, the mastery of the properties of conductivity,
isolation and/or amplification. The manufacturing of an integrated circuit can be divided into two phases. The first, wafer fabrication, is the extremely sophisticated and intricate process of manufacturing the silicon chip. The second, assembly,
is the highly precise and automated process of packaging the die. Those two phases are commonly known respectively as “Front-End” and “Back-End”.
The manufacturing process of semiconductor products requires various materials, gases and chemicals. We have identified
tin, tantalum, tungsten and gold (collectively, “3TG”) as being among the materials necessary to the functionality or production of certain of our products manufactured during the 2018 calendar year.
Supply chain
We are not engaged in the mining and trade of minerals, nor in any refining or smelting activities. We purchase materials,
commodities, chemicals and gases which potentially contain a conflict mineral as part of their composition. In general, we do not conduct business directly with smelters and refiners.
Because of our large size, the complexity of our products, and the depth, breadth, and constant evolution of our global
supply chain, it is difficult and resource-intensive to identify actors upstream from our direct suppliers. Accordingly, we participate in a number of industry-wide initiatives as described in section 2 below.
Conflict minerals policy
ST began to address the conflict minerals issue as early as 2007 by requiring our tantalum suppliers to confirm they were
not sourcing metals from conflict areas. We are a member of the Responsible Business Alliance (the “RBA”), have adopted the RBA’s Code of Conduct and participate in the Responsible Minerals Initiative (the “RMI”), which is a program run jointly by
the RBA and the Global e-Sustainability Initiative (the “GeSI”). We require all our suppliers and subcontractors to provide evidence that they are not sourcing 3TG through any channels that fund armed groups in the Democratic Republic of the Congo
(DRC) or an adjoining country (collectively, the “Covered Countries”).
Additional information on our Policy Statement on Conflict Minerals and Responsible Minerals Sourcing (our “Policy
Statement”) is available at: www.st.com/conflict-free_minerals. In addition, the respective websites of the RBA, the RMI and the GeSI are available at http://www.responsiblebusiness.org/, http://www.responsiblemineralsinitiative.org/ and http://gesi.org/.
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2.
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Due Diligence Process
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Design of due diligence
Our due diligence measures have been designed to conform, in all material respects, to the framework in The Organisation
for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (the “OECD Guidance”) and the related Supplements for tin, tantalum, tungsten and gold,
as well as related RBA recommendations. The OECD is an international organization that is endorsed by the United Nations and currently offers the only recognized framework available for such use.
Management system
In addition to implementing our Policy Statement as outlined above, evidencing our top management’s commitment to the
issue, we have implemented our conflict minerals management system in alignment with the OECD Guidance. We have established roles and duties within the Company’s relevant internal organizations involved in the program. The roles and duties
established for several key internal organizations are outlined below.
2
Our Corporate Quality and Social Responsibility organizations are responsible for the following:
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proactively working with our customers to define the scope and form of our conflict minerals disclosures;
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defining the strategy and annual objectives related to the implementation of the conflict minerals programs
within the Company and the coordination thereof with the appropriate internal organizations responsible for sourcing and purchasing materials and subcontracted services and products (including our Global Procurement Organization);
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establishing the appropriate internal and external communication content on these programs through the relevant
and necessary media and according to our internal processes, including, without limitation, our Policy Statement and dedicated content in our annual Sustainability Report, both of which are made available on our website; and
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reviewing and updating our conflict minerals management procedures on a regular basis.
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Our Global Procurement Organization helps to implement our conflict minerals program by supporting the communication of
Company requirements to our suppliers and monitoring our suppliers’ engagement and progress in relation to our conflict minerals program.
Our Global Outsourcing Business Management group helps to implement our conflict minerals program by supporting the
communication of Company requirements to Back-End subcontractors and monitoring our subcontractors’ engagement and progress in relation to our conflict minerals program.
Our Wafer Foundry group supports our conflict minerals program by communicating our requirements to wafer foundries and by
monitoring our suppliers’ engagement and progress in relation to our conflict minerals program.
In addition, our conflict minerals program is included as part of our sustainability and quality strategies and is
highlighted as a key objective for each of our relevant internal organizations, in addition to the key internal groups discussed above, as applicable within the scope of their respective activities. A working group with representatives from the
principal organizations involved regularly reviews the progress of our conflict minerals program implementation. Based on need as appropriate for the situation, such working group implements the appropriate risk mitigation measures.
Industry-wide initiatives
As we are a participating member of the RBA, we employ due diligence methodologies defined by a joint working group
comprised of RBA and GeSI representatives. Tools available for participants in the RBA include a template known as the Conflict Minerals Reporting Template (the “CMRT”). The CMRT was developed to facilitate disclosure and communication of
information regarding smelters that provide material to a company’s supply chain. It includes questions regarding a company’s conflict-free sourcing policy, engagement with its direct suppliers, and a listing of the smelters a company and its
suppliers use. In addition, the CMRT contains questions about the origin of conflict minerals included in a company’s products, as well as supplier due diligence. Written instructions and recorded training illustrating the use of the tool are also
available. The CMRT is used by many companies in their due diligence processes related to conflict minerals.
In addition, the RBA and GeSI developed in 2010 the RMI, which is a voluntary initiative in which an independent third
party audits smelter procurement and processing activities and determines if the smelter has provided sufficient documentation to demonstrate with reasonable confidence that the minerals it processed originated from conflict-free sources. In 2012,
the RMI, the London Bullion Market Association (“LBMA”) and Responsible Jewelry Council (“RJC”) announced their mutual cross-recognition of gold refiner audits. All three programs focus on independent third party audits of refiners’ due diligence
in conformity with the OECD Guidance, which recognizes refiners as a key “choke point” in the gold supply chain.
We, along with other leading participants in the electronics industry, rely on the RMI’s Responsible Minerals Assurance
Process (“RMAP”) or an equivalent industry-wide program for audits of smelters and/or refiners. Further details on this program are available on the RMI’s website at the address referenced above.
3
Methodology
The Company undertook due diligence on the source and chain of custody of its necessary conflict minerals. Our due
diligence measures consisted of:
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conducting a supply-chain survey with direct suppliers and subcontractors using the CMRT to identify the
smelters and refiners which contribute refined conflict minerals to our products; and
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comparing the smelters and refiners identified by direct suppliers and subcontractors via the supply-chain
survey against the list of smelter facilities which have received a “conformant” validation by the RMAP.
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We conducted an inquiry, using the CMRT, with all of the suppliers and subcontractors which we identified within our
supply chain. All such suppliers and subcontractors responded to our due diligence inquiry.
We reviewed the responses received against criteria developed to determine which responses required further engagement
with our suppliers. These criteria included untimely or incomplete responses as well as inconsistencies within the data reported in the CMRT.
CMRT inquiry responses
We rely on the good faith efforts of our suppliers and subcontractors to provide us with reasonable representations of the
processing facilities used to supply the necessary conflict minerals in our products. As a result of our inquiry via the CMRT, our suppliers and subcontractors reported to us a total of 253 smelters as sources of 3TG during the 2018 calendar year,
two of which we had discontinued as sources as of December 31, 2018, as reflected in the table below. The table below indicates the percentage of reported smelters
sourcing each metal which were RMAP conformant as of December 31, 2018. Information relating to RMAP conformant smelters is extracted from the RBA database. The information presented in the below table represents the state of affairs as of
December 31, 2018, but should not be interpreted as necessarily having applied consistently throughout the entire 2018 calendar year. Although we have received, and regularly continue to receive, updates to the RMAP conformance information
presented in this table, we have presented it as of December 31, 2018.
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Metal
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Gold
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Tantalum
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Tin
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Tungsten
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Total number of smelters declared during 2018 calendar year which remained as
sources of 3TG as of December 31, 2018
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99
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39
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73
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40
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Percentage of above smelters which were RMAP conformant as of December 31, 2018
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100%
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100%
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100%
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100%
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Analysis of our products in light of due diligence results
From the figures in the above table, we can conclude that 100% of the smelters declared to us by our suppliers and
subcontractors which remained as our sources of 3TG as of December 31, 2018 were validated by the RMAP as being conformant as of December 31, 2018. We have included in Table 1 on Appendix I to this Report a list of these processing facilities as
well as their identification number as used by the RMAP.
Two of the 253 smelters declared to us by our suppliers and subcontractors were RMAP conformant at some point during
calendar year 2018 but no longer qualified as such as of December 31, 2018 and were therefore removed from our authorized sources of 3TG as of such date. We are not in a position to know whether a certain 3TG material which was used in the
manufacture of a product during 2018 originated with one of such smelters before or after it lost its status as RMAP conformant. We have identified these smelters and the month during which we were notified of their removal from the RMAP
conformance list in Table 2 on Appendix I to this Report.
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3.
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Further Risk Mitigation
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Discussion is included below as to certain efforts we are making, and will continue to make, to further mitigate the risk
that our necessary conflict minerals do not benefit armed groups, including steps we are taking to improve our due diligence.
4
Mitigating the effects of multi-sourcing
Certain of the challenges we encountered in our due diligence were a result of multi-sourcing. We conduct business with a
large number of suppliers in obtaining the materials required for our products, in an effort to ensure continuity in our supply chain. Those suppliers, in turn, work with a large number of smelters and refiners to source materials (including
conflict minerals) which ultimately are contained in our products. As a consequence, each of our material parts is linked to several suppliers and, consequently, to several smelters, each with a potentially differing conflict mineral status.
Our suppliers also service other semiconductor manufacturers and other electronics industry participants whose supply
needs may or may not coincide with ours. Accordingly, the total number of smelters from which our suppliers source materials may exceed the number of such smelters whose conflict minerals are ultimately contained in our products.
Currently, the representations included within the responses to our CMRT inquiries which we receive from our suppliers and
subcontractors cover all smelters providing materials to them, and do not necessarily correlate solely to the smelters whose minerals are contained only in our products (and not in those of other customers of such suppliers and subcontractors
without also being contained in our products). This adds further complexity to linking the conflict minerals used in a particular product category to a specific source of origin, as the list of all potential smelters provided by our suppliers may
be broader than the list of only those smelters from which our suppliers source conflict minerals for use in our product categories (and may include smelters sourcing conflict minerals for end use by other customers of such suppliers and not us).
A result of this complexity is that we are forced to include all smelters providing materials to our suppliers and
subcontractors when performing our due diligence on the origin of the conflict minerals contained in our products, as our suppliers and subcontractors do not always provide us with a list that excludes the smelters whose conflict minerals are not
contained in our products.
One method in which we expect to improve our due diligence is to continue to work with our suppliers and subcontractors
with a view to obtaining certifications which are better tailored only to our end products, as opposed to blanket company-wide certifications from each supplier or subcontractor. For example, the CMRT contains a reporting category in which
reporting parties can more specifically link a particular smelter to a particular product, which we will encourage our suppliers and subcontractors to complete. During the 2018 calendar year, we made progress with certain of our suppliers in
obtaining more specific disclosures which are more closely aligned with our actual sourcing of materials. As a result of this effort, we may be able to eliminate in the future certain smelters from the list of potential smelters from which the
conflict minerals contained in our products may originate. As referenced above, during 2018 we discontinued sourcing of materials from two gold smelters in a continuing effort to depart from non-RMAP conformant smelters within our supply chain.
Such two smelters are identified in Table 2 of Appendix 1 to this Report.
Additional initiatives
We do not directly conduct business with most of the smelters from which the conflict minerals in our products originate.
We have, however, conducted our own investigative research with respect to certain smelters, which is aimed at supplementing information available to us through the RMAP. We also have maintained direct contact with certain smelters which previously
did not participate in the RMAP conformant smelters program, and we have succeeded in influencing them to seek full RMAP conformant smelters validation. We expect our continuing efforts to focus on increasing and/or maintaining our suppliers’ and
subcontractors’ compliance with the RMAP conformant smelters program as it applies to the smelters and refiners from which such suppliers and subcontractors source conflict minerals which may ultimately be contained in our products.
A significant portion of our supply chain is not required to file reports with the SEC under Sections 13(a) or 14(d) of
the Securities Exchange Act of 1934, and is therefore not concerned by reporting obligations pursuant to the Rule. Accordingly, the influence that we are able to exert on our supply chain is due in large part to market forces created as a result of
a cumulative effort by us and other participants in the electronics industry to ensure compliance with the RMAP conformant smelters program by their lower tier providers. In general, we intend to continue to request that our suppliers and
subcontractors not source materials for us from any smelters which have not been validated by the RMAP conformant smelters program (and to discontinue sourcing from any smelters which fail to maintain their RMAP conformant smelters validation
status).
5
Cautionary Note Regarding Forward‑Looking Statements
Some of the statements contained in this Report that are not historical facts are statements of future
expectations and other forward-looking statements (within the meaning of Section 27A of the Securities Act of 1933 or Section 21E of the Securities Exchange Act of 1934, each as amended) that are based on management’s current views and assumptions,
and are conditioned upon and also involve known and unknown risks and uncertainties that could cause actual results, performance or events to differ materially and adversely from those anticipated by such forward-looking statements. Certain
forward-looking statements can be identified by the use of forward-looking terminology, such as “believes”, “expects”, “may”, “are expected to”, “should”, “would be”, “seeks” or “anticipates” or similar expressions or the negative thereof or other
variations thereof or comparable terminology, or by discussions of strategy, plans or intentions. Should one or more of these risks or uncertainties materialize, or should underlying assumptions prove incorrect, actual results may vary materially
from those described in this Report as anticipated, believed or expected. We do not intend, and do not assume any obligation, to update any information or forward-looking statements set forth in this Report to reflect subsequent events or
circumstances.
6
Appendix I
Lists of Processing Facilities
Table 1: Processing facilities reported in our supply chain in relation to calendar year 2018 which
were validated by the RMAP conformant smelters program as of December 31, 2018
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Smelter Identification
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Metal
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Smelter Name
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Gold
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CID000015
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Advanced Chemical Company
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Gold
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CID000019
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Aida Chemical Industries Co., Ltd.
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Gold
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CID002560
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Al Etihad Gold LLC
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Gold
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CID000035
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Allgemeine Gold-und Silberscheideanstalt A.G.
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Gold
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CID000041
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Almalyk Mining and Metallurgical Complex (AMMC)
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Gold
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CID000058
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AngloGold Ashanti Mineração Ltda
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Gold
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CID000077
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Argor-Heraeus S.A.
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Gold
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CID000082
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Asahi Pretec Corp.
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Gold
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CID000924
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Asahi Refining Canada Ltd.
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Gold
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CID000920
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Asahi Refining USA Inc.
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Gold
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CID000090
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Asaka Riken Co., Ltd.
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Gold
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CID002850
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AU Traders and Refiners
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Gold
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CID000113
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Aurubis AG
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Gold
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CID000128
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Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
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Gold
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CID000157
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Boliden AB
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Gold
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CID000176
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C. Hafner GmbH + Co. KG
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Gold
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CID000185
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CCR Refinery - Glencore Canada Corporation
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Gold
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CID000189
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Cendres + Metaux S.A.
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Gold
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CID000233
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Chimet S.p.A.
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Gold
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CID000328
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Daejin Indus Co., Ltd.
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Gold
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CID000362
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DODUCO Contacts and Refining GmbH
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Gold
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CID000401
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Dowa
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Gold
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CID000359
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DSC (Do Sung Corporation)
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Gold
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CID000425
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Eco-System Recycling Co., Ltd.
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Gold
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CID002561
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Emirates Gold DMCC
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Gold
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CID002459
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Geib Refining Corporation
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Gold
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CID002243
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Gold Refinery of Zijin Mining Group Co., Ltd.
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Gold
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CID000689
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HeeSung Metal Ltd.
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Gold
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CID000694
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Heimerle + Meule GmbH
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Gold
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CID000707
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Heraeus Metals Hong Kong Ltd.
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Gold
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CID000711
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Heraeus Precious Metals GmbH & Co. KG
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Gold
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CID000801
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Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
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Gold
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CID000807
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Ishifuku Metal Industry Co., Ltd.
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Gold
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CID000814
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Istanbul Gold Refinery
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Gold
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CID002765
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Italpreziosi
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Gold
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CID000823
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Japan Mint
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Gold
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CID000855
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Jiangxi Copper Co., Ltd.
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Gold
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CID000929
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JSC Uralelectromed
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Gold
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CID000937
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JX Nippon Mining & Metals Co., Ltd.
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Gold
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CID000957
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Kazzinc
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Gold
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CID000969
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Kennecott Utah Copper LLC
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Gold
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CID000981
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Kojima Chemicals Co., Ltd.
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Gold
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CID002605
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Korea Zinc Co., Ltd.
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Gold
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CID001029
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Kyrgyzaltyn JSC
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7
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Gold
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CID001078
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LS-NIKKO Copper Inc.
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Gold
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CID002606
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Marsam Metals
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Gold
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CID001113
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Materion
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Gold
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CID001119
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Matsuda Sangyo Co., Ltd.
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Gold
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CID001149
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Metalor Technologies (Hong Kong) Ltd.
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Gold
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CID001152
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Metalor Technologies (Singapore) Pte., Ltd.
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Gold
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CID001147
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Metalor Technologies (Suzhou) Ltd.
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Gold
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CID001153
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Metalor Technologies S.A.
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Gold
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CID001157
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Metalor USA Refining Corporation
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Gold
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CID001161
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Metalurgica Met-Mex Penoles S.A. De C.V.
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Gold
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CID001188
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Mitsubishi Materials Corporation
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Gold
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CID001193
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Mitsui Mining and Smelting Co., Ltd.
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Gold
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CID002509
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MMTC-PAMP India Pvt., Ltd.
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Gold
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CID001204
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Moscow Special Alloys Processing Plant
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Gold
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CID001220
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Nadir Metal Rafineri San. Ve Tic. A.S.
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Gold
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CID001259
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Nihon Material Co., Ltd.
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Gold
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CID002779
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Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
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Gold
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CID001325
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Ohura Precious Metal Industry Co., Ltd.
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Gold
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CID001326
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OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
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Gold
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CID000493
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OJSC Novosibirsk Refinery
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Gold
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CID001352
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PAMP S.A.
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Gold
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CID002919
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Planta Recuperadora de Metales SpA
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Gold
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CID001386
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Prioksky Plant of Non-Ferrous Metals
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Gold
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CID001397
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PT Aneka Tambang (Persero) Tbk
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Gold
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CID001498
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PX Precinox S.A.
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Gold
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CID001512
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Rand Refinery (Pty) Ltd.
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Gold
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CID002510
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Republic Metals Corporation
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Gold
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CID001534
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Royal Canadian Mint
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Gold
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CID002761
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SAAMP
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Gold
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CID002973
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Safimet S.p.A
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Gold
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CID001555
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Samduck Precious Metals
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Gold
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CID002777
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SAXONIA Edelmetalle GmbH
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Gold
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CID001585
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SEMPSA Joyeria Plateria S.A.
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Gold
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CID001622
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Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
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Gold
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CID001736
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Sichuan Tianze Precious Metals Co., Ltd.
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Gold
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CID002516
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Singway Technology Co., Ltd.
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Gold
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CID001756
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SOE Shyolkovsky Factory of Secondary Precious Metals
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Gold
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CID001761
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Solar Applied Materials Technology Corp.
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Gold
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CID001798
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Sumitomo Metal Mining Co., Ltd.
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Gold
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CID002918
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SungEel HiMetal Co., Ltd.
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Gold
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CID002580
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T.C.A S.p.A
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Gold
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CID001875
|
Tanaka Kikinzoku Kogyo K.K.
|
|
Gold
|
CID001916
|
The Refinery of Shandong Gold Mining Co., Ltd.
|
|
Gold
|
CID001938
|
Tokuriki Honten Co., Ltd.
|
|
Gold
|
CID001955
|
Torecom
|
|
Gold
|
CID001977
|
Umicore Brasil Ltda.
|
|
Gold
|
CID002314
|
Umicore Precious Metals Thailand
|
|
Gold
|
CID001980
|
Umicore S.A. Business Unit Precious Metals Refining
|
|
Gold
|
CID001993
|
United Precious Metal Refining, Inc.
|
|
Gold
|
CID002003
|
Valcambi S.A.
|
|
Gold
|
CID002030
|
Western Australian Mint (T/a The Perth Mint)
|
|
Gold
|
CID002778
|
WIELAND Edelmetalle GmbH
|
|
Gold
|
CID002100
|
Yamakin Co., Ltd.
|
|
Gold
|
CID002129
|
Yokohama Metal Co., Ltd.
|
|
Gold
|
CID002224
|
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
|
|
Tantalum
|
CID000092
|
Asaka Riken Co., Ltd.
|
8
|
Tantalum
|
CID000211
|
Changsha South Tantalum Niobium Co., Ltd.
|
|
Tantalum
|
CID002504
|
D Block Metals, LLC
|
|
Tantalum
|
CID000456
|
Exotech Inc.
|
|
Tantalum
|
CID000460
|
F&X Electro-Materials Ltd.
|
|
Tantalum
|
CID002505
|
FIR Metals & Resource Ltd.
|
|
Tantalum
|
CID002558
|
Global Advanced Metals Aizu
|
|
Tantalum
|
CID002557
|
Global Advanced Metals Boyertown
|
|
Tantalum
|
CID000291
|
Guangdong Rising Rare Metals-EO Materials Ltd.
|
|
Tantalum
|
CID000616
|
Guangdong Zhiyuan New Material Co., Ltd.
|
|
Tantalum
|
CID002544
|
H.C. Starck Co., Ltd.
|
|
Tantalum
|
CID002547
|
H.C. Starck Hermsdorf GmbH
|
|
Tantalum
|
CID002548
|
H.C. Starck Inc.
|
|
Tantalum
|
CID002549
|
H.C. Starck Ltd.
|
|
Tantalum
|
CID002550
|
H.C. Starck Smelting GmbH & Co. KG
|
|
Tantalum
|
CID002545
|
H.C. Starck Tantalum and Niobium GmbH
|
|
Tantalum
|
CID002492
|
Hengyang King Xing Lifeng New Materials Co., Ltd.
|
|
Tantalum
|
CID002512
|
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
|
|
Tantalum
|
CID002842
|
Jiangxi Tuohong New Raw Material
|
|
Tantalum
|
CID003191
|
Jiujiang Janny New Material Co., Ltd.
|
|
Tantalum
|
CID000914
|
JiuJiang JinXin Nonferrous Metals Co., Ltd.
|
|
Tantalum
|
CID000917
|
Jiujiang Tanbre Co., Ltd.
|
|
Tantalum
|
CID002506
|
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
|
|
Tantalum
|
CID002539
|
KEMET Blue Metals
|
|
Tantalum
|
CID002568
|
KEMET Blue Powder
|
|
Tantalum
|
CID001076
|
LSM Brasil S.A.
|
|
Tantalum
|
CID001163
|
Metallurgical Products India Pvt., Ltd.
|
|
Tantalum
|
CID001175
|
Mineracao Taboca S.A.
|
|
Tantalum
|
CID001192
|
Mitsui Mining and Smelting Co., Ltd.
|
|
Tantalum
|
CID001277
|
Ningxia Orient Tantalum Industry Co., Ltd.
|
|
Tantalum
|
CID001200
|
NPM Silmet AS
|
|
Tantalum
|
CID001508
|
QuantumClean
|
|
Tantalum
|
CID002707
|
Resind Industria e Comercio Ltda.
|
|
Tantalum
|
CID001522
|
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.
|
|
Tantalum
|
CID001769
|
Solikamsk Magnesium Works OAO
|
|
Tantalum
|
CID001869
|
Taki Chemical Co., Ltd.
|
|
Tantalum
|
CID001891
|
Telex Metals
|
|
Tantalum
|
CID001969
|
Ulba Metallurgical Plant JSC
|
|
Tantalum
|
CID002508
|
XinXing HaoRong Electronic Material Co., Ltd.
|
|
Tin
|
CID000292
|
Alpha
|
|
Tin
|
CID000228
|
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
|
|
Tin
|
CID003190
|
Chifeng Dajingzi Tin Industry Co., Ltd.
|
|
Tin
|
CID001070
|
China Tin Group Co., Ltd.
|
|
Tin
|
CID002570
|
CV Ayi Jaya
|
|
Tin
|
CID002592
|
CV Dua Sekawan
|
|
Tin
|
CID000306
|
CV Gita Pesona
|
|
Tin
|
CID002593
|
CV Tiga Sekawan
|
|
Tin
|
CID000315
|
CV United Smelting
|
|
Tin
|
CID002455
|
CV Venus Inti Perkasa
|
|
Tin
|
CID000402
|
Dowa
|
|
Tin
|
CID000438
|
EM Vinto
|
|
Tin
|
CID000468
|
Fenix Metals
|
|
Tin
|
CID002848
|
Gejiu Fengming Metallurgy Chemical Plant
|
|
Tin
|
CID002859
|
Gejiu Jinye Mineral Company
|
|
Tin
|
CID000942
|
Gejiu Kai Meng Industry and Trade LLC
|
|
Tin
|
CID000538
|
Gejiu Non-Ferrous Metal Processing Co., Ltd.
|
|
Tin
|
CID001908
|
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
|
9
|
Tin
|
CID003116
|
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
|
|
Tin
|
CID002849
|
Guanyang Guida Nonferrous Metal Smelting Plant
|
|
Tin
|
CID002844
|
HuiChang Hill Tin Industry Co., Ltd.
|
|
Tin
|
CID000760
|
Huichang Jinshunda Tin Co., Ltd.
|
|
Tin
|
CID000244
|
Jiangxi Ketai Advanced Material Co., Ltd.
|
|
Tin
|
CID001231
|
Jiangxi New Nanshan Technology Ltd.
|
|
Tin
|
CID002468
|
Magnu's Minerais Metais e Ligas Ltda.
|
|
Tin
|
CID001105
|
Malaysia Smelting Corporation (MSC)
|
|
Tin
|
CID002500
|
Melt Metais e Ligas S.A.
|
|
Tin
|
CID001142
|
Metallic Resources, Inc.
|
|
Tin
|
CID002773
|
Metallo Belgium N.V.
|
|
Tin
|
CID002774
|
Metallo Spain S.L.U.
|
|
Tin
|
CID001173
|
Mineracao Taboca S.A.
|
|
Tin
|
CID001182
|
Minsur
|
|
Tin
|
CID001191
|
Mitsubishi Materials Corporation
|
|
Tin
|
CID002858
|
Modeltech Sdn Bhd
|
|
Tin
|
CID001314
|
O.M. Manufacturing (Thailand) Co., Ltd.
|
|
Tin
|
CID002517
|
O.M. Manufacturing Philippines, Inc.
|
|
Tin
|
CID001337
|
Operaciones Metalurgical S.A.
|
|
Tin
|
CID000309
|
PT Aries Kencana Sejahtera
|
|
Tin
|
CID001399
|
PT Artha Cipta Langgeng
|
|
Tin
|
CID002503
|
PT ATD Makmur Mandiri Jaya
|
|
Tin
|
CID001402
|
PT Babel Inti Perkasa
|
|
Tin
|
CID002776
|
PT Bangka Prima Tin
|
|
Tin
|
CID003205
|
PT Bangka Serumpun
|
|
Tin
|
CID001419
|
PT Bangka Tin Industry
|
|
Tin
|
CID001421
|
PT Belitung Industri Sejahtera
|
|
Tin
|
CID001428
|
PT Bukit Timah
|
|
Tin
|
CID001434
|
PT DS Jaya Abadi
|
|
Tin
|
CID001438
|
PT Eunindo Usaha Mandiri
|
|
Tin
|
CID002530
|
PT Inti Stania Prima
|
|
Tin
|
CID001448
|
PT Karimun Mining
|
|
Tin
|
CID002829
|
PT Kijang Jaya Mandiri
|
|
Tin
|
CID002870
|
PT Lautan Harmonis Sejahtera
|
|
Tin
|
CID002835
|
PT Menara Cipta Mulia
|
|
Tin
|
CID001453
|
PT Mitra Stania Prima
|
|
Tin
|
CID001457
|
PT Panca Mega Persada
|
|
Tin
|
CID000313
|
PT Premium Tin Indonesia
|
|
Tin
|
CID001458
|
PT Prima Timah Utama
|
|
Tin
|
CID001460
|
PT Refined Bangka Tin
|
|
Tin
|
CID001463
|
PT Sariwiguna Binasentosa
|
|
Tin
|
CID001468
|
PT Stanindo Inti Perkasa
|
|
Tin
|
CID002816
|
PT Sukses Inti Makmur
|
|
Tin
|
CID001471
|
PT Sumber Jaya Indah
|
|
Tin
|
CID001477
|
PT Timah (Persero) Tbk Kundur
|
|
Tin
|
CID001482
|
PT Timah (Persero) Tbk Mentok
|
|
Tin
|
CID001490
|
PT Tinindo Inter Nusa
|
|
Tin
|
CID001493
|
PT Tommy Utama
|
|
Tin
|
CID002706
|
Resind Industria e Comercio Ltda.
|
|
Tin
|
CID001539
|
Rui Da Hung
|
|
Tin
|
CID001758
|
Soft Metais Ltda.
|
|
Tin
|
CID001898
|
Thaisarco
|
|
Tin
|
CID002036
|
White Solder Metalurgia e Mineracao Ltda.
|
|
Tin
|
CID002158
|
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
|
|
Tin
|
CID002180
|
Yunnan Tin Company Limited
|
|
Tungsten
|
CID000004
|
A.L.M.T. TUNGSTEN Corp.
|
10
|
Tungsten
|
CID002833
|
ACL Metais Eireli
|
|
Tungsten
|
CID002502
|
Asia Tungsten Products Vietnam Ltd.
|
|
Tungsten
|
CID002513
|
Chenzhou Diamond Tungsten Products Co., Ltd.
|
|
Tungsten
|
CID000258
|
Chongyi Zhangyuan Tungsten Co., Ltd.
|
|
Tungsten
|
CID000499
|
Fujian Jinxin Tungsten Co., Ltd.
|
|
Tungsten
|
CID000875
|
Ganzhou Huaxing Tungsten Products Co., Ltd.
|
|
Tungsten
|
CID002315
|
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
|
|
Tungsten
|
CID002494
|
Ganzhou Seadragon W & Mo Co., Ltd.
|
|
Tungsten
|
CID000568
|
Global Tungsten & Powders Corp.
|
|
Tungsten
|
CID000218
|
Guangdong Xianglu Tungsten Co., Ltd.
|
|
Tungsten
|
CID002542
|
H.C. Starck Smelting GmbH & Co. KG
|
|
Tungsten
|
CID002541
|
H.C. Starck Tungsten GmbH
|
|
Tungsten
|
CID000766
|
Hunan Chenzhou Mining Co., Ltd.
|
|
Tungsten
|
CID002579
|
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
|
|
Tungsten
|
CID000769
|
Hunan Chunchang Nonferrous Metals Co., Ltd.
|
|
Tungsten
|
CID002649
|
Hydrometallurg, JSC
|
|
Tungsten
|
CID000825
|
Japan New Metals Co., Ltd.
|
|
Tungsten
|
CID002551
|
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
|
|
Tungsten
|
CID002321
|
Jiangxi Gan Bei Tungsten Co., Ltd.
|
|
Tungsten
|
CID002318
|
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
|
|
Tungsten
|
CID002317
|
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
|
|
Tungsten
|
CID002316
|
Jiangxi Yaosheng Tungsten Co., Ltd.
|
|
Tungsten
|
CID000966
|
Kennametal Fallon
|
|
Tungsten
|
CID000105
|
Kennametal Huntsville
|
|
Tungsten
|
CID002319
|
Malipo Haiyu Tungsten Co., Ltd.
|
|
Tungsten
|
CID002845
|
Moliren Ltd.
|
|
Tungsten
|
CID002589
|
Niagara Refining LLC
|
|
Tungsten
|
CID002543
|
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
|
|
Tungsten
|
CID002827
|
Philippine Chuangxin Industrial Co., Inc.
|
|
Tungsten
|
CID002815
|
South-East Nonferrous Metal Company Limited of Hengyang City
|
|
Tungsten
|
CID001889
|
Tejing (Vietnam) Tungsten Co., Ltd.
|
|
Tungsten
|
CID002724
|
Unecha Refractory metals plant
|
|
Tungsten
|
CID002011
|
Vietnam Youngsun Tungsten Industry Co., Ltd.
|
|
Tungsten
|
CID002044
|
Wolfram Bergbau und Hutten AG
|
|
Tungsten
|
CID002843
|
Woltech Korea Co., Ltd.
|
|
Tungsten
|
CID002320
|
Xiamen Tungsten (H.C.) Co., Ltd.
|
|
Tungsten
|
CID002082
|
Xiamen Tungsten Co., Ltd.
|
|
Tungsten
|
CID002830
|
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
|
|
Tungsten
|
CID002095
|
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
|
11
Table 2: Processing facilities reported in our supply chain in relation to calendar year 2018 which
were no longer qualified as RMAP conformant as of December 31, 2018 and from which we have discontinued the sourcing of materials as of such date
|
Metal
|
RMAP Smelter Identification Number
|
Smelter Name
|
Month of communication date from RMI
(all in 2018)
|
|
Gold
|
CID001573
|
Schone Edelmetaal B.V.
|
April
|
|
Gold
|
CID000927
|
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
|
May
|
12